-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IJbhWNwGqlV1YlfOQm4aNKPJ7rL1+/dCJHNfKylXUnMaB2zb3warPdrInLLuoHbW gBZeWE1S1Mb0RsnUay028g== 0000950138-06-000386.txt : 20060428 0000950138-06-000386.hdr.sgml : 20060428 20060428170340 ACCESSION NUMBER: 0000950138-06-000386 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060428 DATE AS OF CHANGE: 20060428 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GLIMCHER REALTY TRUST CENTRAL INDEX KEY: 0000912898 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 311390518 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45443 FILM NUMBER: 06791016 BUSINESS ADDRESS: STREET 1: 150 EAST GAY STREET CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 6146219000 MAIL ADDRESS: STREET 1: 150 EAST GAY STREET CITY: COLUMBUS STATE: OH ZIP: 43215 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GLIMCHER HERBERT CENTRAL INDEX KEY: 0001007385 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 6146219000 MAIL ADDRESS: STREET 1: C/O GLIMCHER REALTY TRUST STREET 2: 150 E. GAY STREET CITY: COLUMBUS STATE: OH ZIP: 43215 SC 13G/A 1 april_13g-a.txt GLIMCHER\2006 FILINGS\APRIL 13GA SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------- SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* GLIMCHER REALTY TRUST --------------------- (Name of Issuer) Common Shares of Beneficial Interest, par vlue $0.01 per share -------------------------------------------------------------- (Title of Class of Securities) 379302 10 2 -------------- (CUSIP Number) December 31, 2005 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. CUSIP 379302 10 2 Page 2 of 6 - ----------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) Herbert Glimcher - ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ----------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ----------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 2,158,275(1) -------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 234,005(2) -------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 2,158,275(1) -------------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 234,005(2) - ----------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,392,280 - ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ----------------------------------------------------------------------------- CUSIP 379302 10 2 Page 3 of 6 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.2%(3) - ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - ----------------------------------------------------------------------------- (1) This amount includes as of April 27, 2006: (a) 292,379 Common Shares of Beneficial Interest, par value $0.01 per share ("Common Shares") held by Herbert Glimcher individually, (b) 958,230 Glimcher Properties Limited Partnership units of limited partnership interest that are redeemable into Common Shares ("OP Units") and (c) vested options to purchase 907,666 Common Shares. (2) This amount includes as of April 27, 2006: (a) 120,404 OP Units held by Mr. Glimcher's wife, (b) 53,553 Common Shares which are owned by Mr. Glimcher and his wife as tenants-in-common, and (c) 60,048 Common Shares which are owned by trusts for the benefit of Mr. Glimcher's grandchildren and nephews, of which Mr. Glimcher's wife and his son Michael P. Glimcher are co-trustees. Mr. Glimcher disclaims beneficial ownership of the OP Units in (a) and the Common Shares indicated in (c) above. (3) Based on 36,639,475 Common Shares outstanding as of April 27, 2006 plus the number of Common Shares issuable upon the exercise of vested options and the redemption of OP Units held by Mr. Glimcher or his wife, as applicable, within 60 days of April 27, 2006. CUSIP 379302 10 2 Page 4 of 6 Item 1(a). Name of Issuer: Glimcher Realty Trust Item 1(b). Address of Issuer's Principal Executive Offices: 150 East Gay Street Columbus, OH 43215 Item 2(a) Name of Person Filing: Herbert Glimcher Item 2(b) Address of Principal Business Office or, if None, Residence: 150 East Broad Street Suite 302 Columbus, OH 43215 Item 2(c) Citizenship: United States Item 2(d) Title of Class of Securities: Common Shares of Beneficial Interest, par value $0.01 per share Item 2(e) CUSIP Number: 379302 10 2 Item 3. If this statement is filed pursuant to section 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act (b) [ ] Bank as defined in Section 3(a)(6) of the Act (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (e) [ ] An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E) (f) [ ] An employee benefit plan or endowment fund in accordance with section 204.13d-(b)(1)(ii)(F) (g) [ ] A parent holding company or control person in accordance with section 240.13d-1(b)(ii)(G) (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (j) [ ] Group, in accordance with section 240.13d-1(b)(1)(ii)(J) Not applicable. CUSIP 379302 10 2 Page 5 of 6 Item 4. Ownership. (a) Amount beneficially owned: See Item 9 on the cover page. (b) Percent of class: See Item 11 on the cover page. (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: See Item 5 on the cover page. (ii) Shared power to vote or to direct the vote: See Item 6 on the cover page. (iii) Sole power to dispose or to direct the disposition of: See Item 7 on the cover page. (iv) Shared power to dispose or to direct the disposition of: See Item 8 on the cover page. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [ ] Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. CUSIP 379302 10 2 Page 6 of 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 27, 2006 /s/ Herbert Glimcher -------------------- Herbert Glimcher -----END PRIVACY-ENHANCED MESSAGE-----